Job Description:

The Role

• Support Fidelity’s Asset Management Compliance monitoring program with a focus on building out and implementing a cross firm monitoring and oversight program for expanded futures trading across a broad range of markets
• Perform real time and pre trade support and resolve post trade incidents to ensure compliance with applicable trade and operational regulations including CFTC and MiFID
• Monitor complex investment strategies and provide guidance on compliance issues
• Ensure compliance with internal requirements, external regulations, and futures exchange rules
• Assist with design, development and implementation of effective trade monitoring controls across trade desks
• Provide Asset Management Compliance leadership with information on current trends, issues, and recommendations

This role will include a blend of at-home and in-office work. Learn more about how Fidelity has embraced Dynamic Working.

The Expertise and Skills You Bring

• Bachelor's degree in a business discipline (finance, general business or economics) preferred
• At least 5 years of experience providing compliance guidance and regulatory support for futures monitoring including commodities futures and swaps
• Experience developing and implementing futures related trading systems and interfaces
• Excellent communication skills, when needed to present on investment compliance topics and to senior investment professionals
• Strong analytic skills, resourcefulness, problem-solving abilities, and attention to detail
• Valued teammate with good interpersonal skills and like to work collaboratively across functions
• Able to identify key opportunities for improvements in process through technology solutions

The Team

Asset Management Compliance (“AMC”) works closely with Fidelity’s investment teams across all asset classes to ensure compliance with global regulations, investor requirements, and corporate policies in the interest of promoting customer trust and confidence in Fidelity. AMC is committed to driving Fidelity forward through business partnership and stewardship, platform modernization, and talent development. AMC associates are focused on delivering sound guidance and creative solutions in a timely and responsive manner to support Asset Management in delivering the best customer experience in the financial services industry.

The Investment Compliance Monitoring Team, within AMC, is responsible for proactively reducing the risk of compliance violations through real time and post trade compliance monitoring with client, regulatory and internal policy limitations. This team is the first point of contact for investment professionals seeking advice related to their accounts’ state of compliance. Investment compliance support spans across all product types.

The base salary range for this position is $81,000-$137,000 per year.

Placement in the range will vary based on job responsibilities and scope, geographic location, candidate’s relevant experience, and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.

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